Establish & defining clients and personal financial relationship
– including a written record of the scope of the relationship and full disclosure about conformity to the standard.
Gathering client data and determining goals and expectations
– such as household asset liability and cash flow, statements, legal documents, economic assumptions, immediate needs and others.
Analysing and evaluating the client’s financial status
– written outline for client of strengths and vulnerabilities, compared with goals, plans and restrictions.
Developing and presenting the financial plan
– a written list of suitable and usable recommendations relative to the outcomes of the previous steps of the process.
Implementing the financial recommendations
– planner can assist directly or indirectly with implementation and provide documentation where necessary.
Monitoring the financial plan and the recommendations
- provide documentation as to the status of each recommendation such as acceptance, modifications, completion.
CONTACT US
Hamptons Wealth Management Limited
Beech House
Pinewood Business Park
Coleshill Road, Marston Green
Solihull
B37 7HG
T: +44 (0)121 788 4588
F: +44 (0)121 788 3555
Email Us
Hamptons Wealth Management Ltd is An Appointed Representative of Sanlam Partnerships Ltd which is Authorised & Regulated by the Financial Conduct Authority.
Sanlam Partnerships Ltd is entered on the Financial Services Register (www.fca.org.uk/register) under reference 563682.
Hamptons Wealth Management Ltd is entered on the Financial Services Register (www.fca.org.uk/register) under reference 758966.
Hamptons Wealth Management Ltd adheres to and subscribes to the Financial Ombudsman Service. For full details of their service CLICK HERE or contact us for further information.
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